Margaret Holloway

RIAs · 18h ago

Carson Group acquires $410M New Jersey RIA Foran Financial

Practice · 18h ago

Quad-A CEO urges advisors to treat succession as ownership strategy, not exit plan

Broker-Dealers · 1d ago

Wells Fargo FiNet recruits $580M Ameriprise team; LPL, Raymond James add advisors

RIAs · 1d ago

Cresset hires ex-Blackstone strategist Joe Zidle as chief market strategist

Practice · 1d ago

FINRA study: only 18% of investors grasp advanced risk concepts

RIAs · 1d ago

Independent platforms add $1.5B in assets via advisor team hires

RIAs · 2d ago

Bluespring Wealth merges Family Wealth Counseling into KDI, creating $1B practice

Practice · 2d ago

Mothers who own businesses should start succession planning at launch, advisors say

RIAs · 2d ago

Fidelity's $100M custody floor hits 986 RIAs; most lack assets to qualify

Wirehouses · 3d ago

NYSE Firms' First-Half Profits Surge 51.3% to $45.9B, On Pace for Record $90B

RIAs · 3d ago

Arax CFO Diego Galan Adds COO Role to Oversee M&A, Operations, and Tech

Practice · 3d ago

7% mortgages force advisors to rethink home equity liquidity

Broker-Dealers · 3d ago

LPL recruits $1.1B Georgia RIA from Wells Fargo FiNet; wirehouse adds $410M UBS team

Wirehouses · Oct 5

Northern Trust recruits Citi and BNY private bankers for Northeast growth

Broker-Dealers · Oct 5

Merrill, Raymond James, UBS, Prime Capital recruit advisors managing $1.2B

Practice · Oct 5

U.S. ranks 25th in global financial literacy, trailing Mexico and most of Europe

Practice · Oct 5

Real estate fraud hits $275M in 2025; advisors urged to act

RIAs · Oct 2

Concurrent targets $3B-$10B RIAs after Spire deal, CEO says

Practice · Oct 2

Bipartisan majorities in battleground states back wealth tax, capital gains hikes

RIAs · Oct 2

HB Wealth expands to Texas with $700M physician-focused team

RIAs · Oct 1

Cerity Partners adds $1.7B via Cornerstone Capital and Echo Wealth deals

Broker-Dealers · Oct 1

Wells Fargo FiNet adds $1.3B UBS team; LPL, Cetera also gain advisors

Practice · Oct 1

Business owners need early cash-flow planning for retirement exits

Wirehouses · Oct 1

Two wirehouse veterans with $1.1B combined assets join Denver RIA

Practice · Oct 1

Bank of America study: younger wealthy donors diversify giving vehicles

Strategy · Sep 30

AI to Reshape Advisor Role by 2046, but Human Touch Remains Key

RIAs · Sep 30

Hightower Signature Wealth, NorthRock, OnePoint BFG close Q3 with $1.3B in additions

RIAs · Sep 29

Waverly Advisors Expands in Virginia with $1.7B Heartwood Wealth Acquisition

Practice · Sep 29

PNC survey: 89% of business owners want integrated advice, but only 55% get it

Wirehouses · Sep 29

Goldman Sachs board weighs Waldron CEO succession as Solomon exit nears

Broker-Dealers · Sep 29

Raymond James unveils hybrid public-private model portfolios for wealthy clients

Practice · Sep 29

Northwestern Mutual launches family office unit for clients with $50M+

RIAs · Sep 28

Stansberry Asset Management rebrands as Meristead Wealth, nearing $1.4B AUM

Broker-Dealers · Sep 25

Raymond James, UBS, Ameriprise recruit $3.2B in advisor moves

Practice · Sep 25

BNY survey: Only 48% of business sellers are prepared for due diligence

Practice · Sep 25

SoFi survey: Gen Z and millennials doubt retirement despite ambition

RIAs · Sep 24

Creative Planning's Obama Event Coincides With 1,000-Plus Employee Partners

Practice · Sep 24

Trustee picks, charitable vehicles now decide $124T wealth transfer success

Broker-Dealers · Sep 24

Raymond James and Baird Lure Veteran Teams Managing $800M

RIAs · Sep 24

Modern Wealth acquires Auburn RIA AWA, adding $290M in assets

Wirehouses · Sep 24

Wells Fargo COO Scott Powell to Succeed Derek Flowers as Chief Risk Officer

Wirehouses · Sep 23

RBC recruits $2B BofA Private Bank team in La Jolla; Merrill, Wells add advisors

Practice · Sep 23

Fed's Rate Hike to 3.75%-4% Pressures RIA Deal Pricing, Especially for Mega-Firms

RIAs · Sep 23

Americana Partners launches family office group with $12.1B in assets

RIAs · Sep 23

Corient buys Cayman-based FortCay, adding $2.6B in family-office assets

Practice · Sep 23

Guaranteed income curbs retirement anxiety, advisors report

Wirehouses · Sep 23

Citi survey: family offices boost public equity as succession nears

RIAs · Sep 23

Wisconsin RIA with $145M joins Carson Group in phased succession deal

Broker-Dealers · Sep 22

LPL recruits two Utah teams with $1B from Northwestern Mutual

RIAs · Sep 22

EP Wealth names new CFO, client chief as assets top $50B

Strategy · Sep 22

Fee-based planning shift lifts Midas Wealth revenue from $450K to $6M

RIAs · Sep 22

Composition Wealth adds GC and head of advisors to support $12B growth

Broker-Dealers · Sep 21

Concurrent recruits $425M Houston team from Raymond James, AUM tops $23B

Practice · Sep 21

Study: 29% of finance videos on social media contain misleading claims

Wirehouses · Sep 18

HSBC and Citi Expand Luxury Services for Wealthy Clients

RIAs · Sep 18

Crescent Grove Advisors promotes Andrew Krei to CIO as $5B RIA builds next-gen leadership

Practice · Sep 18

Parents urged to fund Roth IRAs for grads as degree advantage fades

Practice · Sep 17

VanEck CEO reveals cyberattack hit firm months ago; client assets untouched

Broker-Dealers · Sep 17

Raymond James consolidates succession and capital units under new structure

Practice · Sep 17

Gen Z Job-Hopping Intentions Rise to 55% as Pay, Perks, and AI Burnout Reshape Advisor Recruiting